Administrative proceeding

Results: 2501



#Item
141U.S. Securities and Exchange Commission / Financial regulation / Government / Finance / SEC filings / Securities Exchange Act / Form 10-K

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 21, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-21 10:45:17
142Administrative law in Singapore / Law / United States patent law / Remedies in Singapore administrative law

Instructions for completion APPLICATION – Migration Act This form is used for commencing a proceeding under s.476 of the Migration ActCth), including where an extension of time is also sought under s.477. You m

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Source URL: federalcircuitcourt.gov.au

Language: English
143Financial regulation / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / United States / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 9, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-09 17:30:28
14473rd United States Congress / Financial regulation / Fair Fund / Government / United States / Securities Act / Securities Exchange Act / Disgorgement / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / Corporate crime

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 27, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-27 09:24:14
145Financial economics / Financial system / Finance / Financial services / Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Registered representative / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-10 15:51:13
146SEC filings / Government / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities and Exchange Commission / Financial regulation / Financial economics / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 16, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-15 19:50:56
147Corporate governance / SEC filings / Finance / Risk / United States corporate law / Sarbanes–Oxley Act / Regulation S-K / Form 10-K / Committee of Sponsoring Organizations of the Treadway Commission / Auditing / United States securities law / Business

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 20, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-20 12:49:47
148SEC filings / Government / Financial regulation / Securities Exchange Act / Securities and Exchange Commission / Security / Financial economics / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 21, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-20 18:44:20
14973rd United States Congress / United States securities law / Administrative law / Administrative proceeding / U.S. Securities and Exchange Commission / Motion / Securities Exchange Act / Securities and Exchange Commission / Public administration / Law / United States Securities and Exchange Commission / Government

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoApril 28, 2015

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-28 15:11:02
150Financial economics / Economics / 73rd United States Congress / United States Securities and Exchange Commission / Corporate finance / Securities Exchange Act / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Insider trading / United States securities law / Corruption / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 24, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-24 16:09:19
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